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Gail Marie Fernandez

Osaic Wealth, Inc.

Chesterfield, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-29
MO RA APPROVED 2016-12-05
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • MO RA
    APPROVED
    Since 2016-12-05

Branch Locations

16020 Swingley Ridge Rd Suite 240, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crandall Corporate Dietitians Mesa AZ 01/2010 06/2017
Edward J Liberty, Cfp Chesterfield MO 06/2012 07/2020
Financial Legacy Associates Chesterfield MO 01/2014 Present
Loren Lumpe St. Louis MO 06/2017 11/2018
Royal Alliance Associates New York NY 02/2014 Present
  • 01/2010 → 06/2017
    Crandall Corporate Dietitians
    Mesa, AZ
  • 06/2012 → 07/2020
    Edward J Liberty, Cfp
    Chesterfield, MO
  • 01/2014 → Present
    Financial Legacy Associates
    Chesterfield, MO
  • 06/2017 → 11/2018
    Loren Lumpe
    St. Louis, MO
  • 02/2014 → Present
    Royal Alliance Associates
    New York, NY
Previous Registrations
  • 2018-06-21 → 2022-12-22
    Financial Legacy Associates
    Chesterfield, MO
  • 2009-02-27 → 2012-05-29
    Fsc Securities Corporation
    Colorado Springs, CO
    Brentwood, MO
  • 2008-06-18 → 2009-02-27
    Advantage Capital Corporation
    Colorado Springs, CO
  • 2007-02-14 → 2008-04-04
    Colorado Springs, CO
Other Businesses

1) FINANCIAL LEGACY ASSOCIATES, LLC POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/18/2015 ADDRESS: 16020 Swingley Ridge Road, Suite 240, St. Louis MO 63017, United States DESCRIPTION: Offer insurance products to clients when reviewing their needs. 2) GAIL FERNANDEZ TAX SERVICE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/20/2021 ADDRESS: 16020 Swingley Ridge Rd., Suite 240, Chesterfield MO 63017, United States DESCRIPTION: Federal and State Income Tax Return Preparation 3) FINANCIAL LEGACY ASSOCIATES, LLC POSITION: Compliance Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 12/15/2014 ADDRESS: 16020 SWINGLEY RIDGE RD STE 100, Suite 240, CHESTERFIELD MO 63017, United States DESCRIPTION: OSJ Delegate for C. Michael Unterreiner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-15
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S66 Uniform Combined State Law Examination
    2016-10-15
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14
Designations
Other Names
  • Gail Marie Jindra
  • Gail Marie Dugas

View on SEC IAPD

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