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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-29 |
| MO | RA | APPROVED | 2016-12-05 |
Branch Locations
16020 Swingley Ridge Rd Suite 240, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crandall Corporate Dietitians | Mesa | AZ | 01/2010 | 06/2017 |
| Edward J Liberty, Cfp | Chesterfield | MO | 06/2012 | 07/2020 |
| Financial Legacy Associates | Chesterfield | MO | 01/2014 | Present |
| Loren Lumpe | St. Louis | MO | 06/2017 | 11/2018 |
| Royal Alliance Associates | New York | NY | 02/2014 | Present |
1) FINANCIAL LEGACY ASSOCIATES, LLC POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/18/2015 ADDRESS: 16020 Swingley Ridge Road, Suite 240, St. Louis MO 63017, United States DESCRIPTION: Offer insurance products to clients when reviewing their needs. 2) GAIL FERNANDEZ TAX SERVICE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/20/2021 ADDRESS: 16020 Swingley Ridge Rd., Suite 240, Chesterfield MO 63017, United States DESCRIPTION: Federal and State Income Tax Return Preparation 3) FINANCIAL LEGACY ASSOCIATES, LLC POSITION: Compliance Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 12/15/2014 ADDRESS: 16020 SWINGLEY RIDGE RD STE 100, Suite 240, CHESTERFIELD MO 63017, United States DESCRIPTION: OSJ Delegate for C. Michael Unterreiner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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