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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-14
CA RA APPROVED 2018-05-23
  • TX RA
    APPROVED_RES
    Since 2026-07-14
  • CA RA
    APPROVED
    Since 2018-05-23

Branch Locations

9201 Camino Media Suite 230, Bakersfield, CA 93311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Los Angeles CA 12/2015 06/2017
Ubs Financial Services, Inc. Los Angeles CA 07/2017 Present
Education Fresno And Los Angeles CA 08/2007 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29

View on SEC IAPD

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