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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-02-26 |
Branch Locations
Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Colorado Springs | CO | 11/2015 | 02/2019 |
| The Prudential Insurance Company Of America | Colorado Springs | CO | 02/2016 | 02/2019 |
| T Rowe Price | Colorado Springs | CO | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 2016-05-28 |
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