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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-11-18
OH RA APPROVED 2019-11-07
  • MI RA
    APPROVED
    Since 2019-11-18
  • OH RA
    APPROVED
    Since 2019-11-07

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 11/2015 11/2016
Regal Financial Kentwood MI 05/2018 Present
Integrity Landscaping Zeeland MI 11/2017 05/2018
Macatawa Landscaping Zeeland MI 12/2016 11/2017
  • 11/2015 → 11/2016
    Hantz Financial Services
    Southfield, MI
  • 05/2018 → Present
    Regal Financial
    Kentwood, MI
  • 11/2017 → 05/2018
    Integrity Landscaping
    Zeeland, MI
  • 12/2016 → 11/2017
    Macatawa Landscaping
    Zeeland, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2016-05-10

View on SEC IAPD

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