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Ryan Clay Schwartz

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-09
TX RA APPROVED 2026-06-09
  • CA RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

3 Park Plaza Floor 8, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 06/2026 Present
Jpmorgan Chase Bank, N.A. Irvine CA 06/2026 Present
Fidelity Investments Mission Viejo CA 07/2025 06/2026
Charles Schwab/Td Ameritrade Mission Viejo CA 04/2021 06/2025
Td Ameritrade Mission Viejo CA 02/2018 04/2021
Scottrade Laguna Hills CA 04/2017 02/2018
Edward Jones Fullerton CA 12/2015 04/2017
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 07/2025 → 06/2026
    Fidelity Investments
    Mission Viejo, CA
  • 04/2021 → 06/2025
    Charles Schwab/Td Ameritrade
    Mission Viejo, CA
  • 02/2018 → 04/2021
    Td Ameritrade
    Mission Viejo, CA
  • 04/2017 → 02/2018
    Scottrade
    Laguna Hills, CA
  • 12/2015 → 04/2017
    Edward Jones
    Fullerton, CA
Previous Registrations
  • 2025-08-11 → 2026-06-11
    Strategic Advisers Llc
    Mission Viejo, CA
    Mission Viejo, CA
    Aliso Viejo, CA
  • 2022-01-26 → 2025-06-20
    Charles Schwab & Co., Inc.
    Mission Viejo, CA
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Newport Beach, CA
    Mission Viejo, CA
    Mission Viejo, CA
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Huntington Beach, CA
    Mission Viejo, CA
  • 2017-04-18 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2016-02-26 → 2017-05-05
    Edward Jones
    Aliso Viejo, CA
    St Louis, MO
    Fullerton, CA
    Tempe, AZ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
  • S66 Uniform Combined State Law Examination
    2016-02-08
Other Names
  • Ryan Clay Schwartz
  • Ryan C Schwartz
  • Ryan Schwartz

View on SEC IAPD

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