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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-11-04 |
Branch Locations
934 Pumehana Street Suite 202B, Honolulu, HI 96826 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2004 | 09/2016 |
| Lpl Financial, Llc | Honolulu | HI | 09/2016 | 12/2018 |
| Independent Financial Partners | Honolulu | HI | 11/2016 | 12/2018 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 12/2018 | 12/2024 |
| Triad Advisors | Norcross | GA | 01/2019 | 08/2024 |
| Osaic Wealth, Inc. | Honolulu | HI | 08/2024 | 12/2024 |
| Lpl Financial | Honolulu | HI | 02/2025 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 01/2025 | Present |
1- 01/2025 / Integrated Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HR MNTHS / 3 HRS DURING TRADING / START 01/01/2025 2- 01/2025 / Investors group HI / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HR MNTHS / 3 HRS DURING TRADING / START 01/01/2025 3- 01/2025 / Integrated Financial Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HR MNTHS / 3 HRS DURING TRADING / START 01/01/2025 4- 01/2025 / Retirement DNA / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HR MNTHS / 3 HRS DURING TRADING / START 01/01/2025 5- 02/19/2025- Integrated Wealth Cocepts LLC- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 3 Hours During Trading- I provide investment advisory services through Integrated Wealth Cocepts LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 02/19/2025 - Integrated Financial Partners- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025 - 160 Hours Per Month- 3 Hours During Trading 7- 02/19/2025- Investors Group HI- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 3 Hours During Trading 8- 02/19/2025- Retirement DNA- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025-160 Hours Per Month- 3 Hours During Trading 9- 02/19/2025- Integrated Partners- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/01/2025-160 Hours Per Month- 3 Hours During Trading 10 - 02/2025 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-14 |
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