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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| MO | RA | APPROVED | 2018-11-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 11/2015 | 03/2017 |
| Bank Of America, N.A. | Bridgewater | NJ | 07/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 09/2018 | Present |
| Unemployed | University City | MO | 04/2017 | 08/2018 |
I*422543 Entity Type: Entity Charitable Name of OBA: Aim High St. Louis Address: St. Louis, Missouri, 63124 Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/16/2018 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Aim High is an academic enrichment program for rising sixth through ninth graders. member of the finance committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-11 |
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