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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-12
PA RA APPROVED 2016-04-01
  • TX RA
    APPROVED
    Since 2016-04-12
  • PA RA
    APPROVED
    Since 2016-04-01

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethlehem PA 11/2015 Present
Bank Of America, N.A. Bethlehem PA 03/2016 Present
Other Businesses

I*4117282, Entity Type: , Name of OBA: Lehigh Country Club, Address: Allentown, Pennsylvania, 18103, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 03/30/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Nominated for a board position - do not know all details at this moment, This is a country club.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
  • S66 Uniform Combined State Law Examination
    2016-03-31

View on SEC IAPD

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