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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-12 |
Branch Locations
6400 E. Mcdowell Rd, Ste 100, Scottsdale, AZ 85257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Heritage Bank | Las Cruces | NM | 11/2015 | 02/2017 |
| Lpl Financial Llc | Mesa | AZ | 02/2016 | Present |
1. 10/17/2017 - Michael J. Day CPA - Investment Related - Home Based - Tax Prep/Accounting/CPA - Owner and Principal - Started 10/01/2017 - 20 Hours Per Month During Securities Trading - Tax prep services. 2. 04/25/2019 - Grand Canyon Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/24/2019 - 160 hrs/ - 160 hrs during trading 3. 07/28/2023 - Michael J. Day Coaching - Not Investment Related - At Reported Business Location(s) - Life Coach- Owner-Life Coach - Start Date 06/14/2023 - 10 Hours Per Month/0 Hours During Trading 4. 07/08/2024 - Canyon Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-11 |
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