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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-16 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2015 | 01/2020 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 01/2020 | 12/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 12/2020 | 11/2025 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 06/2025 |
| Morgan Stanley | Alpharetta | GA | 06/2025 | 11/2025 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2025 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2025 | Present |
1)*442195- The Barking Crab; Investment related -Yes; Centennial, Colorado; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 20; Accounting/Bookkeeping, Business Development/Growth, Labor/Service, Sales/Marketing 2)Walmart. Investment Related: No. Retail Store. Digital Organizer. hours/month: 12. during work hours: 0. Organize digital orders.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-30 |
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