Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| MN | RA | APPROVED | 2021-07-21 |
Branch Locations
103 Fire Monument Rd Ste B, Hinckley, MN 55037 • United States
324 W Superior St, Ste 1229, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Duluth | MN | 11/2015 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Carlton | MN | 07/2016 | 07/2021 |
| Susan Stelman | Duluth | MN | 10/2017 | 03/2020 |
| Lake Rock Wealth Management (Dba) | Duluth | MN | 02/2018 | 07/2021 |
| Susan Stelman, Llc | Duluth | MN | 09/2017 | 11/2019 |
| Twin Ports Biz To Biz | Duluth | MN | 09/2018 | 12/2018 |
| Carrie Kelley | Duluth | MN | 12/2019 | 07/2021 |
| Carrie Kelley, Llc | Duluth | MN | 12/2019 | 07/2021 |
| Lpl Financial Llc | Hinckley | MN | 07/2021 | Present |
1. 05/06/2022 - Lake Rock Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
Reach out to this advisor