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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
Branch Locations
103 Fire Monument Rd Ste B, Hinckley, MN 55037 • United States
324 W Superior St, Ste 1229, Duluth, MN 55802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Duluth | MN | 05/2012 | 07/2021 |
| Various Insurance Carriers For W & R Insurnace Agencies | Duluth | MN | 05/2013 | 07/2021 |
| Susan Stelman | Duluth | MN | 07/2016 | 03/2020 |
| Susan Stelman Llc | Duluth | MN | 09/2012 | 03/2020 |
| Lake Rock Wealth Management (Dba) | Duluth | MN | 02/2018 | 07/2021 |
| Carrie Kelley Llc | Duluth | MN | 10/2019 | 07/2021 |
| Lpl Financial Llc | Hinckley | MN | 07/2021 | Present |
1) 1/2020 - DBA for LPL Business (entity for LPL business) - Lake Rock Wealth Management - Investment Related - 40 hr/mon - Duluth, MN 55802 2) 1/2020 - Business Entity For Tax/Investment Purposes Only - Carrie Kelley, LLC - Not Investment Related - 40 hr/mon - Duluth, MN 55802
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-28 |
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