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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
NE RA APPROVED 2017-11-29
ND RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29
  • NE RA
    APPROVED
    Since 2017-11-29
  • ND RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

560 3Rd Ave Se, Pine City, MN 55063 • United States

165 Main St, Clinton, MN 56225 • United States

528 N 1St Street, Warren, MN 56762 • United States

410 W 2Nd Street, Ada, MN 56510 • United States

7429 Excelsior Rd, Baxter, MN 56425 • United States

35470 Country Road 3, Crosslake, MN 56442 • United States

102 E Sheridan St, Ely, MN 55731 • United States

712 Highway 33 S, Cloquet, MN 55720 • United States

1413 Central Ave Nw, East Grand Forks, MN 56721 • United States

212 Main St, Oslo, MN 56744 • United States

501 Chestnut St, Virginia, MN 55792 • United States

341 4Th Ave N, Foley, MN 56329 • United States

121 Main St S, Braham, MN 55006 • United States

415 Main Street, Tower, MN 55790 • United States

331 W Superior St., Duluth, MN 55802 • United States

1616 S Washington St, Grand Forks, ND 58201 • United States

2001 W Broadway Ave, Forest Lake, MN 55025 • United States

206 S Main St, Luck, WI 54853 • United States

206 Main St, Hector, MN 55342 • United States

205 S Main Street, Bird Island, MN 55310 • United States

100 Park St South, Fairfax, MN 55332 • United States

4803 Miller Trunk Hwy, Duluth, MN 55811 • United States

4803 Miller Trunk Hwy Ste A, Hermantown, MN 55811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Grand Forks MN 01/2007 11/2017
Lpl Financial Llc E Grand Forks MN 11/2017 Present
  • 01/2007 → 11/2017
    Investment Centers Of America
    Grand Forks, MN
  • 11/2017 → Present
    E Grand Forks, MN
Previous Registrations
  • 2007-01-16 → 2017-12-06
    Investment Centers Of America, Inc.
    Baxter, MN
    Nisswa, MN
    Crosslake, MN
    Braham, MN
    Ely, MN
    Cloquet, MN
    Grand Forks, ND
    E Grand Forks, MN
    Warren, MN
    Oslo, MN
    Virginia, MN
    Foley, MN
    Ada, MN
    Tower, MN
    Pine City, MN
    Clinton, MN
    Appleton, WI
  • 2006-05-26 → 2007-01-10
    Bancwest Investment Services, Inc.
    Holyoke, CO
    Sterling, CO
    Burlington, CO
    Fort Morgan, CO
    Greeley, CO
  • 2003-03-11 → 2006-05-17
    Cetera Investment Services Llc
    Fort Morgan, CO
    Sterling, CO
    Holyoke, CO
    Burlington, CO
Other Businesses

1) 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor. 2) 05/08/2023 - Frandsen General Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/01/2023 - 5 Hours Per Month/5 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-24
S63 Uniform Securities Agent State Law Examination 1992-03-07
  • S66 Uniform Combined State Law Examination
    2003-02-24
  • S63 Uniform Securities Agent State Law Examination
    1992-03-07
Designations

View on SEC IAPD

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