Sara Rose Smith

Current Employers

Employment History

• 01/2008 → 11/2017
  Investment Centers Of America
  Pine City, MN
• 06/2002 → Present
  Frandsen Bank & Trust(Formerly:FIrst National Bank Of Pine City)
  Pine City, MN
• 11/2017 → Present
  Lpl Financial Llc
  Pine City, MN

Previous Registrations

• 2014-04-01 → 2017-11-29
  Investment Centers Of America, Inc.
  Pine City, MN
  Braham, MN
  Appleton, WI

Other Businesses

1. 11/29/2017 - FRANDSEN BANK AND TRUST - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President/Retail Manager - duties include supervising tellers and customer service/scheduling. 2. 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/19/2021 - D&S Property LLC - Investment Related - Home Based - Other-Family Business - Start Date: 12/10/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Assist with paying bills for rental of commercial and residential property 4. 08/02/2023 - Frandsen Bank and Trust DBA Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Representative - Started 03/01/2023 - 5 Hours Per Month/ During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-31
• S63 Uniform Securities Agent State Law Examination
  2008-03-12

Other Names

• Sara Rose Turner
• Sara Huston
• Sara Rose Huston
• Sara Rose Turner