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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-29 |
| MN | RA | APPROVED | 2017-11-29 |
| MO | RA | APPROVED | 2017-11-29 |
| ND | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
| WI | RA | APPROVED | 2017-11-29 |
Branch Locations
560 3Rd Ave Se, Pine City, MN 55063 • United States
121 Main St S, Braham, MN 55006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gahler Investment Group | Pine City | MN | 03/2007 | 11/2017 |
| Securities America | Pine City | MN | 02/2012 | 04/2017 |
| Investment Centers Of America, Inc. | Pine City | MN | 04/2017 | 11/2017 |
| Lpl Financial Llc | Pine City | MN | 11/2017 | Present |
| Frandsen Bank & Trust | Pine City | MN | 11/2017 | Present |
1. 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 05/16/2023 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/28/2018 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-20 |
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