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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-18
AR RA APPROVED 2023-11-27
  • TX RA
    APPROVED
    Since 2024-03-18
  • AR RA
    APPROVED
    Since 2023-11-27

Branch Locations

115 S College Street, Mountain Home, AR 72653 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2015 09/2022
Lpl Financial Llc Norfolk AR 10/2022 11/2023
Cornerstone Wealth Management, Llc St. Peters MO 10/2022 11/2023
Cetera Advisors Llc St Cloud MN 11/2023 Present
Glasscock Financial Mountain Home AR 10/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: GLASSCOCK FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: OWNER/CEO APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: LONE ROCK VOLUNTEER FIRE DEPARTMENT, INVESTMENT RELATED: NO, ADDRESS: 8442 PUSH MOUNTAIN ROAD, NORFORK, AR 72658, NATURE OF BUSINESS: FIRE DEPARTMENT, START DATE: 09/2018, POSITION/TITLE/RELATIONSHIP: COMMISSIONER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS,BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS OF THE LOCAL FIRE DEPARTMENT; 3. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 9940 PUSH MOUNTAIN ROAD, NORFORK, AR 72658, NATURE OF BUSINESS: REAL ESTATE, START DATE: 10/2017, POSITION/TITLE/RELATIONSHIP: LANDOWNER APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LEASING OF PASTURELAND; 4. NAME OF OTHER BUSINESS: BARBELLS AND BUDGETS PODCAST; INVESTMENT RELATED: NO; ADDRESS: 9940 PUSH MOUNTAIN ROAD, NORFORK, AR 72658; NATURE OF BUSINESS: PODCAST; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: CO-CREATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CREATE CONTENT FOR PODCAST FOR ENTERTAINMENT PURPOSES ONLY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2016-03-11

View on SEC IAPD

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