Shane Alexander Thompson

Current Employers

Employment History

• 11/2015 → 09/2023
  Sagepoint Financial, Inc.
  Oklahoma, OK
• 09/2023 → Present
  Osaic Wealth, Inc.
  Oklahoma City, OK

Previous Registrations

• 2017-05-16 → 2023-09-01
  Osaic Services, Inc.
  Colleyville, TX
  Oklahoma City, OK
  Scottsdale, AZ
  Oklahoma City, OK

Other Businesses

1) SHANE THOMPSON POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/04/2016 ADDRESS: 4334 NW Expressway, Suite 251, Oklahoma City OK 73116 DESCRIPTION: provide fixed and variable insurance, life and health to clients as needed. 2) OKLAHOMA CITY FIRST CHURCH OF NAZARENE POSITION: AV Engineer NATURE: Running AV equipment for special occassions such as weddings. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2014 ADDRESS: 4400 NW Expressway, Oklahoma City OK 73116 DESCRIPTION: I run audio visual equipment for special occassions at my church. 3) AMAZON FLEX POSITION: Contracted Delivery Driver NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 07/29/2019 ADDRESS: 4401 E Hefner Road, Oklahoma City OK 73131, United States DESCRIPTION: I deliver packages for Amazon using my personal vehicle. I am a contractor and work on an as needed basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-04
• S63 Uniform Securities Agent State Law Examination
  2015-12-10