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Luke Dominic Podbury

Canter Wealth

La Jolla, CA

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Current Employers
Canter Wealth

7825 Fay Avenue Suite 140, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-20
  • CA RA
    APPROVED
    Since 2023-01-20

Branch Locations

7825 Fay Avenue Suite 140, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spire Securities, Llc Reston VA 10/2015 03/2017
Capital One Investing, Llc Mclean VA 04/2017 04/2018
Merrill Lynch Washington DC 04/2018 10/2022
Fsc Securities Corporation San Diego CA 10/2022 01/2023
The Retirement Group, Llc San Diego CA 10/2022 01/2023
Canter Wealth La Jolla CA 01/2023 Present
  • 10/2015 → 03/2017
    Spire Securities, Llc
    Reston, VA
  • 04/2017 → 04/2018
    Capital One Investing, Llc
    Mclean, VA
  • 04/2018 → 10/2022
    Merrill Lynch
    Washington, DC
  • 10/2022 → 01/2023
    Fsc Securities Corporation
    San Diego, CA
  • 10/2022 → 01/2023
    The Retirement Group, Llc
    San Diego, CA
  • 01/2023 → Present
    Canter Wealth
    La Jolla, CA
Previous Registrations
  • 2022-12-12 → 2023-01-23
    The Retirement Group, Llc
    San Diego, CA
  • 2022-11-15 → 2023-01-10
    Fsc Securities Corporation
    San Diego, CA
  • 2018-06-05 → 2022-09-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Washington, DC
    San Diego, CA
  • 2017-05-08 → 2018-04-23
    Capital One Advisors, Llc
    Herndon, VA
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-06
  • S66 Uniform Combined State Law Examination
    2017-05-06
Other Names
  • Luke D Podbury
  • Luke Dominic Podbury
  • Luke Podbury

View on SEC IAPD

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Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

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