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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-03 |
| NC | RA | APPROVED | 2016-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 10/2015 | Present |
| Bank Of America, N.A. | Winston-Salem | NC | 12/2015 | Present |
I*: 2227368 Entity Type: For Profit Name of OBA: TM Watts Group, LLC Address: Walnut Cove, NC 27052 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 4/1/2025 Number of Hours: 6 hrs mthly Number of Hours during trading: 0 Duties: The LLC will hold title to rental properties for my brother, T. W., husband J. Q., and I to advertise, collect rent, and maintain. I*: 2581287 Entity Type: Fiduciary role Name of OBA: J. Q. Address: Walnut Cove, NC 27052 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/30/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 1 hr wkly Duties: Power of Attorney for Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-01 |
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