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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED | 2023-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Fort Dodge | IA | 01/2016 | 04/2017 |
| Princor Financial Services Corporation | Fort Dodge | IA | 01/2016 | 04/2017 |
| Kingsgate Insurance | Fort Dodge | IA | 07/2016 | 01/2017 |
| Edward Jones | St Louis | MO | 04/2017 | 03/2022 |
| Royal Alliance Associates, Inc. | Fort Dodge | IA | 03/2022 | 11/2023 |
| Lpl Financial Llc | Fort Dodge | IA | 11/2023 | Present |
1) 11/09/2023 - HHJ Properties, LLC - Real Estate Rental - Owner - Investment related - 2 Hours per month - Start date: 04/01/2021. 2) 11/09/2023 - JAE HAYE INVESTMENTS LLC - Real Estate Rental - Owner - Investment related - AZ - 2 Hours per month - Start date: 09/01/2021. 3) 11/09/2023 - JH R EAL E STATE GROUP LLC - Real Estate Rental - Owner - IA 50501 - Investment related - 2 Hours per month - Start date: 08/31/2022. 4) 11/08/2023 - Jaeschke & Bros, LLC - Business Entity For Tax/Investment Purposes Only - IA 50501 - Non investment related - 5 Hours per month - Start date: 10/01/2016. 5) 11/08/2023 - JAESCHKE FINANCIAL SERVICES, LLC - Business Entity For Tax/Investment Purposes Only - IA 50501 - Non investment related - 100 Hours per month - Start date: 09/01/2022. 6) 11/08/2023 - Full Swing Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 Hours per month. 7) 11/08/2023 - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - Investment related - 20 Hours per month - Start date: 03/25/2022. 8) 11/08/2023 - Jaeschke Family Farm, LLC - Family Business - Business Owner - IA 50523 - Non investment related - 1% Time spent - Start date: 09/18/2019. 9) 11/08/2023 - HIGHWAY 20 CUSTOMS LLC - Business Owner - Industrial Mechanic based services - IA 50501 - Non investment related - 5 Hours per month - Start date: 01/01/2022. 10) 04/01/2024 - Jaeschke Properties LLC - Real Estate Rental - Investment Related - Fort Dodge, IA - Start Date 04/01/2024 - 3 Hours Per Month/ During Trading 11) 12/10/2024 - Jaeschke Financial Services, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date : 12/16/2024 - 5 Hours Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-24 |
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