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Cole Kenneth Jaeschke

LPl Financial LLC

Fort Dodge, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-13
TX RA APPROVED 2023-11-13
  • IA RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-13

Branch Locations

1725 1St Ave S, Fort Dodge, IA 50501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Fort Dodge IA 01/2016 04/2017
Princor Financial Services Corporation Fort Dodge IA 01/2016 04/2017
Kingsgate Insurance Fort Dodge IA 07/2016 01/2017
Edward Jones St Louis MO 04/2017 03/2022
Royal Alliance Associates, Inc. Fort Dodge IA 03/2022 11/2023
Lpl Financial Llc Fort Dodge IA 11/2023 Present
  • 01/2016 → 04/2017
    Principal Life Insurance Company
    Fort Dodge, IA
  • 01/2016 → 04/2017
    Princor Financial Services Corporation
    Fort Dodge, IA
  • 07/2016 → 01/2017
    Kingsgate Insurance
    Fort Dodge, IA
  • 04/2017 → 03/2022
    St Louis, MO
  • 03/2022 → 11/2023
    Royal Alliance Associates, Inc.
    Fort Dodge, IA
  • 11/2023 → Present
    Fort Dodge, IA
Previous Registrations
Other Businesses

1) 11/09/2023 - HHJ Properties, LLC - Real Estate Rental - Owner - Investment related - 2 Hours per month - Start date: 04/01/2021. 2) 11/09/2023 - JAE HAYE INVESTMENTS LLC - Real Estate Rental - Owner - Investment related - AZ - 2 Hours per month - Start date: 09/01/2021. 3) 11/09/2023 - JH R EAL E STATE GROUP LLC - Real Estate Rental - Owner - IA 50501 - Investment related - 2 Hours per month - Start date: 08/31/2022. 4) 11/08/2023 - Jaeschke & Bros, LLC - Business Entity For Tax/Investment Purposes Only - IA 50501 - Non investment related - 5 Hours per month - Start date: 10/01/2016. 5) 11/08/2023 - JAESCHKE FINANCIAL SERVICES, LLC - Business Entity For Tax/Investment Purposes Only - IA 50501 - Non investment related - 100 Hours per month - Start date: 09/01/2022. 6) 11/08/2023 - Full Swing Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 Hours per month. 7) 11/08/2023 - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - Investment related - 20 Hours per month - Start date: 03/25/2022. 8) 11/08/2023 - Jaeschke Family Farm, LLC - Family Business - Business Owner - IA 50523 - Non investment related - 1% Time spent - Start date: 09/18/2019. 9) 11/08/2023 - HIGHWAY 20 CUSTOMS LLC - Business Owner - Industrial Mechanic based services - IA 50501 - Non investment related - 5 Hours per month - Start date: 01/01/2022. 10) 04/01/2024 - Jaeschke Properties LLC - Real Estate Rental - Investment Related - Fort Dodge, IA - Start Date 04/01/2024 - 3 Hours Per Month/ During Trading 11) 12/10/2024 - Jaeschke Financial Services, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date : 12/16/2024 - 5 Hours Per Month/ 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-24
  • S66 Uniform Combined State Law Examination
    2016-02-24
Other Names
  • Cole Kenneth Jaeschke
  • Cole K Jaeschke

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