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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED | 2022-12-13 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities Inc. | Greenwood Village | CO | 01/2016 | 12/2017 |
| Transameriaca Retirement Solutions | Denver | CO | 12/2017 | 05/2019 |
| Gwfs Equities Inc. | Greenwood Village | CO | 05/2019 | 12/2021 |
| Morgan Stanley | Denver | CO | 05/2022 | Present |
| Unemployed | Denver | CO | 01/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-29 |
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