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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-14 |
| NC | RA | APPROVED | 2022-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greensboro | NC | 10/2015 | 11/2016 |
| Wells Fargo Bank Na | Greensboro | NC | 12/2013 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | 09/2017 |
| Wells Fargo Bank, Na | Greensboro | NC | 09/2018 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 09/2018 | 11/2021 |
| Nc Farm Bureau Insurance | Archdale | NC | 10/2017 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 11/2021 | Present |
| Bank Of America, N.A. | Greensboro | NC | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-07 |
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