Best Investors Account Sign in
Inactive

Brendan Michael Manna

Corient

Denver, CO

Claim This Profile
Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CO RA APPROVED 2024-04-11
  • TX RA
    APPROVED
    Since 2025-01-03
  • CO RA
    APPROVED
    Since 2024-04-11

Branch Locations

200 Clayton Street Suite 300, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Wilmette IL 10/2016 11/2018
Resource Financial Group Wilmette IL 01/2016 11/2018
Balasa Dinverno Foltz Llc Itasca IL 11/2018 03/2023
Corient Denver CO 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 10/2016 → 11/2018
    Securities Service Network, Inc.
    Wilmette, IL
  • 01/2016 → 11/2018
    Resource Financial Group
    Wilmette, IL
  • 11/2018 → 03/2023
    Balasa Dinverno Foltz Llc
    Itasca, IL
  • 12/2022 → Present
    Corient
    Denver, CO
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 2019-04-29 → 2023-03-31
    Balasa Dinverno Foltz Llc
    Itasca, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-29
S63 Uniform Securities Agent State Law Examination 2017-08-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-29
  • S63 Uniform Securities Agent State Law Examination
    2017-08-16
Designations

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor