Best Investors Account Sign in
Inactive

Stephen Griffin Sikes

Alphacore Capital LLC

La Jolla, CA

Rockville, MD

Claim This Profile
Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-06
  • MD RA
    APPROVED
    Since 2025-11-06

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

3202 Tower Oaks Blvd. Ste. 400, Rockville, MD 20852-4219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atel Investor Services San Francisco CA 10/2015 11/2016
Atel Securities Corporation San Francisco CA 11/2016 11/2019
Atel Securities Corporation San Francisco CA 11/2019 08/2022
Spc Financial, Inc. Rockville MD 03/2023 11/2025
Unemployed North Bethesda MD 09/2022 03/2023
Raymond James Financial Services, Inc. Rockville MD 03/2023 09/2024
Alphacore Capital Llc La Jolla CA 11/2025 Present
  • 10/2015 → 11/2016
    Atel Investor Services
    San Francisco, CA
  • 11/2016 → 11/2019
    Atel Securities Corporation
    San Francisco, CA
  • 11/2019 → 08/2022
    Atel Securities Corporation
    San Francisco, CA
  • 03/2023 → 11/2025
    Spc Financial, Inc.
    Rockville, MD
  • 09/2022 → 03/2023
    Unemployed
    North Bethesda, MD
  • 03/2023 → 09/2024
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 11/2025 → Present
    Alphacore Capital Llc
    La Jolla, CA
Previous Registrations
  • 2025-10-17 → 2025-11-11
    Spc Financial Inc
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2017-01-06
  • S65 Uniform Investment Adviser Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2017-01-06
Other Names
  • Stephen G Sikes

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES
TORREYANA CAPITAL
INTEGRATED WEALTH CONCEPTS LLC
MORGAN STANLEY
SAGE STONE WEALTH MANAGEMENT LLC
PACIFIC EQUITY ADVISORS LLC

Other Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN
NATHAN DAVID STEWART
TODD A. RUNDLE
Josh William Weisel
Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA
MORGAN STANLEY · La Jolla, CA

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor