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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-15 |
| OH | RA | APPROVED | 2018-03-09 |
Branch Locations
7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 10/2015 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Toledo | OH | 02/2018 | Present |
RENTAL PROPERTY - 5753; INV RELATED;SYLVANIA,OH; RESIDENTIAL RENTAL PROPERTY.;50% OWNERSHIP; START DATE: 04/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-30 |
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