Erick Alberto Montiel

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2022
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 09/2022 → Present
  Independent Financial Group, Llc
  San Dieo, CA

Previous Registrations

• 2018-10-25 → 2022-06-14
  Morgan Stanley
  Irvine, CA
  Purchase, NY
  Irvine, CA
  Irvine, CA
  Los Angeles, CA

Other Businesses

MONSTERS INC LLC POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 128 S River Dr, Tempe AZ 85288, United States DESCRIPTION: This is an investment property. It is a warehouse to be rented for commercial purposes or to be sold at a later time for a gain. My duty is to be responsible for 50% of the property obligations: Mortgage, taxes, insurance, etc. NYC TITANS LLC POSITION: My role is consultative. My family (wife) will own our business interest. NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 128 S River Dr, Tempe AZ 85288, United States DESCRIPTION: Consultative to manage our family's financial interest in the venture. Weekly consultation with operator of the business for checking in.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-25
• S63 Uniform Securities Agent State Law Examination
  1998-10-16