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Syed Rizvi

Hsbc Securities (Usa) Inc.

Irvine, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-06
CA RA APPROVED 2019-06-21
  • NC RA
    APPROVED
    Since 2026-01-06
  • CA RA
    APPROVED
    Since 2019-06-21

Branch Locations

15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Artesia CA 08/2011 05/2019
Unionbanc Investment Services Artesia CA 10/2015 05/2019
Hsbc Securities Usa, Inc. New York NY 06/2019 Present
Hsbc Bank Usa, N.A. New York NY 06/2019 Present
  • 08/2011 → 05/2019
    Mufg Union Bank
    Artesia, CA
  • 10/2015 → 05/2019
    Unionbanc Investment Services
    Artesia, CA
  • 06/2019 → Present
    Hsbc Securities Usa, Inc.
    New York, NY
  • 06/2019 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-13
S63 Uniform Securities Agent State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2019-03-13
  • S63 Uniform Securities Agent State Law Examination
    2015-11-23
Other Names
  • Syed H. Rizvi
  • Syed Hussain Raza Rizvi

View on SEC IAPD

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