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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-11-10
  • GA RA
    APPROVED
    Since 2016-11-10

Branch Locations

5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 11/2015 10/2016
Unemployed Norcross GA 10/2016 11/2016
William Graddy Peachtree Corners GA 11/2016 08/2024
Northwestern Mutual Investment Services Llc Peachtree Corners GA 11/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2016 08/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 Present
  • 11/2015 → 10/2016
    Alpharetta, GA
  • 10/2016 → 11/2016
    Unemployed
    Norcross, GA
  • 11/2016 → 08/2024
    William Graddy
    Peachtree Corners, GA
  • 11/2016 → Present
    Peachtree Corners, GA
  • 12/2016 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. FUNDS COMMITTEE, BROOKHAVEN CHRISTIAN CHURCH, 4500 PEACHTREE RD NE, ATLANTA, , GEORGIA, 30319, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/17/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF PERMANENT FUNDS COMMITTEE, OVERSEE THE PERMANENT FUNDS OF THE CHURCH AND MAKE RECOMMENDATIONS AS A COMMITTEE ON INVESTING AND POTENTIAL SPENDING OF THE MONEY. RECOMMENDATIONS WOULD BE SENT TO THE BOARD WHO WOULD APPROVE 2. 40% OWNER, HUB & SPOKE HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/15/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, SHK18, LLC, LEGAL ENTITY, START DATE: 05/15/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2016-01-21
Other Names
  • Steven Harold Kinney
  • Steven Kinney

View on SEC IAPD

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