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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-11-10 |
Branch Locations
5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Alpharetta | GA | 11/2015 | 10/2016 |
| Unemployed | Norcross | GA | 10/2016 | 11/2016 |
| William Graddy | Peachtree Corners | GA | 11/2016 | 08/2024 |
| Northwestern Mutual Investment Services Llc | Peachtree Corners | GA | 11/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2016 | 08/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | Present |
1. FUNDS COMMITTEE, BROOKHAVEN CHRISTIAN CHURCH, 4500 PEACHTREE RD NE, ATLANTA, , GEORGIA, 30319, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/17/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF PERMANENT FUNDS COMMITTEE, OVERSEE THE PERMANENT FUNDS OF THE CHURCH AND MAKE RECOMMENDATIONS AS A COMMITTEE ON INVESTING AND POTENTIAL SPENDING OF THE MONEY. RECOMMENDATIONS WOULD BE SENT TO THE BOARD WHO WOULD APPROVE 2. 40% OWNER, HUB & SPOKE HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/15/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, SHK18, LLC, LEGAL ENTITY, START DATE: 05/15/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-21 |
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