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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-05-16
  • GA RA
    APPROVED
    Since 2008-05-16

Branch Locations

5445 Triangle Pkwy Ste 325, Peachtree Cor, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 04/2008 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 05/2008 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 08/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 Present
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS 2. PRESIDENT, BUCKHEAD PROFESSIONAL GROUP, 3343 PEACHTREE RD., ATLANTA, , GEORGIA, 30326, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/2/2009, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAINTAIN AND GROW THE MEMBERSHIP, DECIDE ON AGENDA(SPEAKERS, SOCIAL EVENTS, NETWORKING) 3. BOROWSKY, LLC, LEGAL ENTITY, START DATE: 1/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. BLACK DIAMOND HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/30/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-01
  • S66 Uniform Combined State Law Examination
    2002-04-01

View on SEC IAPD

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