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Catherine Martin

Strategic Advisers LLC

Greenwood Village, CO

Denver, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc/Mint Financial Services Greenwood Village CO 09/2016 01/2020
Bbva Compass Englewood CO 04/2020 05/2020
Fidelity Investments Greenwood Village CO 07/2020 Present
Mint Financial Services Greenwood Village CO 01/2020 04/2020
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 01/2020
    First Allied Securities, Inc/Mint Financial Services
    Greenwood Village, CO
  • 04/2020 → 05/2020
    Bbva Compass
    Englewood, CO
  • 07/2020 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 01/2020 → 04/2020
    Mint Financial Services
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-10-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-05
S63 Uniform Securities Agent State Law Examination 2015-10-28
  • S66 Uniform Combined State Law Examination
    2022-08-05
  • S63 Uniform Securities Agent State Law Examination
    2015-10-28
Other Names
  • Catherine Ann Koretke
  • Catherine Ann Sliter
  • Catherine Ann Martin
  • Catherine Martin

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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