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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-12-02
  • OR RA
    APPROVED
    Since 2024-12-02

Branch Locations

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2015 08/2016
Northwestern Mutual Investment Services Llc Portland OR 07/2017 12/2023
Cory Mahaffey Portland OR 08/2016 12/2023
M Holdings Securities, Inc. Portland OR 09/2024 Present
Unemployed Portland OR 12/2023 09/2024
  • 11/2015 → 08/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2017 → 12/2023
    Northwestern Mutual Investment Services Llc
    Portland, OR
  • 08/2016 → 12/2023
    Cory Mahaffey
    Portland, OR
  • 09/2024 → Present
    Portland, OR
  • 12/2023 → 09/2024
    Unemployed
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2017-12-15
Other Names
  • Chad Carnahan

View on SEC IAPD

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