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Benjamin Mills

Raymond James & Associates, Inc.

Colorado Springs, CO

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-06
  • CO RA
    APPROVED
    Since 2022-06-06

Branch Locations

102 N Cascade Ave Ste 600, Colorado Springs, CO 80903 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Charlotte NC 10/2015 05/2017
Morgan Stanley Charlotte NC 10/2015 05/2017
Raymond James Bank, Na Chicago IL 05/2017 05/2022
Raymond James & Associates, Inc Chicago IL 10/2018 05/2022
Christian Youth Theatre (Cyt) Naperville IL 08/2019 Present
Raymond James & Associates, Inc. Colorado Springs CO 05/2022 Present
Raymond James Bank Colorado Springs CO 05/2022 Present
  • 10/2015 → 05/2017
    Morgan Stanley Private Bank, N.A.
    Charlotte, NC
  • 10/2015 → 05/2017
    Morgan Stanley
    Charlotte, NC
  • 05/2017 → 05/2022
    Raymond James Bank, Na
    Chicago, IL
  • 10/2018 → 05/2022
    Raymond James & Associates, Inc
    Chicago, IL
  • 08/2019 → Present
    Christian Youth Theatre (Cyt)
    Naperville, IL
  • 05/2022 → Present
    Raymond James & Associates, Inc.
    Colorado Springs, CO
  • 05/2022 → Present
    Raymond James Bank
    Colorado Springs, CO
Previous Registrations
  • 2016-01-21 → 2017-05-30
    Morgan Stanley
    Charlotte, NC
    Sugar Land, TX
    Chesterfield, MO
    Clayton, MO
    Kansas City, MO
    Lawrence, KS
    Leawood, KS
    Poplar Bluff, MO
    Edwardsville, IL
    Springfield, MO
    St. Louis, MO
    Wichita, KS
    Wichita, KS
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2016-01-21
Other Names
  • Benjamin Robert Mills

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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