Joel Harmon Everett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-19
CA	RA	APPROVED	2015-11-03

TX RA
APPROVED

Since 2021-08-19
CA RA
APPROVED

Since 2015-11-03

Branch Locations

1450 Frazee Rd Ste 308, San Diego, CA 92108 • United States

Financial Planning Consultants

1450 Frazee Road Suite 308, San Diego, CA 92108-4344 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-12-08

CA RA
APPROVED

Since 2015-12-08

Branch Locations

1450 Frazee Road Suite 308, San Diego, CA 92108-4344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	10/2015	Present
Financial Planning Consultants	San Diego	CA	11/2015	Present

10/2015 → Present

Lpl Financial, Llc

San Diego, CA
11/2015 → Present

Financial Planning Consultants

San Diego, CA

Other Businesses

(1) 10/02/2015: Financial Planning Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - 1450 Frazee Rd #308 San Diego, CA 92108 - Start 09/23/2015 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent (2) 12/10/2015: Financial Planning Consultants - Registered Investment Advisor - Investment Related - 591 Camino de la Reina #711 San Diego, CA 92108 - Start 09/23/2015 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent - For Financial Planning Only (3) 09/27/2016: Gillett Financial and Insurance Services, Inc. - Non-Variable Insurance - Investment Related - 13465 Camino Canada, Suite 106-448, El Cajon, CA 92021 - Start 07/22/2016 - 8 Hr/Mo; 1 Hour(s) During Securities Trading - Agent placing insurance policies. Insurance Types: Life, Disability, Long-Term Care. (4) 2/12/2020 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/11/2020 - 6 Hours Per Month/1 Hour During Securities Trading. (5) 11/10/2023 - Pacific Ridge Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-03

S66 Uniform Combined State Law Examination

2015-11-03

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Joel Harmon Everett

View on SEC IAPD