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Jeffrey Andrew Grange

LPl Financial LLC

Santa Barbara, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-11
TX RA APPROVED 2024-12-11
  • CA RA
    APPROVED
    Since 2024-12-11
  • TX RA
    APPROVED
    Since 2024-12-11

Branch Locations

111 W Micheltorena St Ste 220, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Santa Barbara CA 11/2013 12/2021
D.A. Davidson & Co. Santa Barbara CA 12/2021 12/2024
Lpl Financial Llc Santa Barbara CA 12/2024 Present
Previous Registrations
  • 2013-11-25 → 2024-12-12
    D.A. Davidson & Co.
    Santa Barbara, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Santa Barbara, CA
  • 2010-08-23 → 2013-11-04
    Crowell, Weedon & Co.
    Santa Barbara, CA
  • 2009-06-01 → 2010-08-27
    Morgan Stanley
    Santa Barbara, CA
  • 2005-02-04 → 2009-06-01
    Citigroup Global Markets Inc.
    Santa Barbara, CA
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-27
S63 Uniform Securities Agent State Law Examination 2004-12-28
  • S65 Uniform Investment Adviser Law Examination
    2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    2004-12-28

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
PLANMEMBER SECURITIES CORPORATION
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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