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8001 Forsyth Blvd Suite 950, St Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-04 |
| MO | RA | APPROVED | 2024-06-04 |
Branch Locations
210 University Avenue Suite 220, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 09/2015 | 10/2017 |
| Bank Of America, N.A. | Greenwood Village | CO | 11/2015 | 10/2017 |
| Matter Family Office | Denver | CO | 01/2021 | Present |
| Gates Capital Management Llc | Denver | CO | 11/2017 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SYNERGY TRUST PARTNERS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 115 W SNOW KING AVE. JACKSON WY 83001 NATURE OF BUSINESS: PRIVATE TRUST CO POSITION, TITLE, ASSOCIATION: BOARD MEMBER START DATE OF RELATIONSHIP: 01/01/2024 NUMBER OF HOURS DEVOTED: 20 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Consult with other Board Members to administer the Trusts overseen by the Private Trust Company. Serve on the distribution committee FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GATES CAPITAL MANAGEMENT LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3575 CHERRY CREEK N DR. DENVER, COLORADO 80209 NATURE OF BUSINESS: FAMILY OFFICE POSITION, TITLE, ASSOCIATION: BOARD CHAIRMAN, BOARD MEMBER START DATE OF RELATIONSHIP: 01/01/2019 NUMBER OF HOURS DEVOTED: 20 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERSIGHT OF FAMILY OFFICE STRATEGIC DIRECTION, EXECUTIVE MANAGEMENT, GENERAL FAMILY GOVERNANCE FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GATES CAPITAL MANAGEMENT LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3575 CHERRY CREEK N DR. DENVER, COLORADO 80209 NATURE OF BUSINESS: FAMILY OFFICE POSITION, TITLE, ASSOCIATION: EDUCATION COMMITTEE MEMBER START DATE OF RELATIONSHIP: 2/1/2016 NUMBER OF HOURS DEVOTED: 6 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SERVE ON THE EDUCATION COMMITTEE FOR THE GATES FAMILY. IT IS A COMMITTEE OVERSEEN BY THE BOARD OF DIRECTORS. I ASSIST IN PLANNING RETREATS, EDUCATIONAL PROGRAMS, AND ANNUAL CONFERENCES FOR THE FAMILY. Gates Capital Partners Investment Related: Yes Address: 3575 Cherry Creek N Dr Nature of business: Private Equity Investments Position: Board Member Start Date: 1/1/2020 # of hours/ month: 2 # of hours during trading: 0 DUTIES: General oversight and fund selection for capital partners private equity program
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-04 |
| S66 | Uniform Combined State Law Examination | 2015-11-13 |
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