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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-20 |
Branch Locations
300 North Beretania Street, Honolulu, HI 96817 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lake Oswego | OR | 07/2016 | 04/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Salem | OR | 09/2016 | 04/2017 |
| New York Life Insurance Company | Salem | OR | 05/2017 | 03/2020 |
| Nylife Securities Llc | Salem | OR | 06/2017 | 03/2020 |
| Pruco Securities, Llc. | Honolulu | HI | 03/2020 | 06/2022 |
| Prudential Insurance Company Of America | Honolulu | HI | 02/2020 | 06/2022 |
| Lpl Financial | Tigard | OR | 06/2022 | 03/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2023 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 03/2023 | Present |
| American Savings Bank | Honolulu | HI | 03/2023 | Present |
1.) HALE HOOP, BASKETBALL TRAINING, 100% OWNER, 10/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-20 |
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