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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-06-16
  • MO RA
    APPROVED
    Since 2016-06-16

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Louis MO 08/2015 Present
Bank Of America, N.A. Saint Louis MO 08/2015 Present
Other Businesses

not for profit, Name of outside business organization: Doorways, Investment related: No, Address of business: St Louis, MO, Nature of business: Doorways is an interfaith housing organization for people living with HIV/AIDS, Position, title, association Committee Member,Start date of relationship: 9/1/1989, Number of hours devoted: 2hrs/mo, Number of hours devoted during trading hours: 1, Duties: increasing event attendance and fundraising I*85622 FOR-PROFIT ORGANIZATION, NAME OF OUTSIDE BUSINESS ORGANIZATION: RESIDENTIAL RENTAL PROPERTY, INVESTMENT RELATED: N, ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63143, NATURE OF BUSINESS: OTHER, RENTAL PROPERTY, POSITION, TITLE, ASSOCIATION: OWNER, START DATE: 10/1/2013, HOURS DEVOTED: 2 HOUR(S) MONTHLY, HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: I OWN A SINGLE-FAMILY RESIDENTIAL PROPERTY WHICH IS MANAGED BY A PROPERTY MANAGEMENT COMPANY. I*102032 NON-PROFIT ORGANIZATION, NAME OF OUTSIDE BUSINESS ORGANIZATION: ARTS & FAITH ST. LOUIS, INVESTMENT RELATED: N, ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63108, NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE: 3/11/2017, HOURS DEVOTED: 20 HOUR(S) ANNUALLY, HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: MISSION: . I AM ON A FUNDRAISING COMMITTEE FOR AN OPERA/MUSICAL EVENT CALLED THE CAVE IN MARCH 2017. I*109130 NON-PROFIT ORGANIZATION, ARCH GRANTS, N, ST. LOUIS, MISSOURI 63101, CHARITABLE ORGANIZATION,COMMITTEE MEMBER, 9/1/2017, 2 HOUR(S) MONTHLY, 0, VOLUNTEER ON GALA COMMITTEE I*122129 : Non-Profit Organization Name of outside business organization: Missouri History Museum Investment related: N Address of business:St. Louis, Missouri 63112 Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 43529 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Volunteer Committee Member LGBTQ+ Collecting Initiative I*697269 St. Louis Shakespeare Festival Saint Louis, Missouri,63110 Fundraising committee 2/1/2022-2 hour(s) Monthly I*965661 Entity For Profit Name of outside business organization: Salt Creek House LLC Investment related: N Stoutsville, Missouri Nature of business: ["Limited Liability Company"] Position, association: ["General Partner/Managing Member"], Start-1/1/23 Duties: Rental property I*2199377, Entity Type: Entity Charitable, Name of OBA: Saint Louis Art Museum, Address: St. Louis, Missouri, 63110, Investment Related: N, Position: Committee, Employee State Date: 03/07/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Members of the Corporate Partnership Program Committee (CPPC) support the Museum's mission to promote artistic excellence, education, and discovery, elevate the human spirit, and represent the full diversity of the St. Louis community. The Saint Louis Art Museum seeks to build and maintain volunteer boards and committees that reflect the rich diversity of our community. I*2199378, Entity Type: not-for-profit , Name of OBA: United Way of Greater St. Louis, Address: St. Louis, MO 63101 Investment Related: N, Position: Member, Employee State Date: 04/01/2025, No Hours: 1-2 monthly, No Hours during Trading: 0, Duties: United Way of Greater St. Louis is building a small advisory group which seeks to help the UW cultivate and engage donors Advised Fund (DAF) vehicles and other planned giving instruments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-14
  • S66 Uniform Combined State Law Examination
    2016-06-14
Other Names
  • Jim Kemp
  • James Kemp
  • James C Kemp

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