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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-10-01 |
| TX | RA | APPROVED | 2018-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain Home | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain Home | AR | 11/2016 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Mountain Home | AR | 10/2018 | Present |
FSIS GROUP Address: 1216 Highway 62 E, Mountain Home, AR, 72653, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am an employee of FSIS GROUP with a Series 7 & 66 license. RJFS title is Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-26 |
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