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Leticia Claudia Goenaga

Ubs Financial Services Inc.

San Diego, CA

Beverly Hills, CA

El Segundo, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-12-07
  • CA RA
    APPROVED
    Since 2012-12-07

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

El Segundo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 12/2012 Present
Previous Registrations
  • 2007-05-29 → 2012-12-17
    Citigroup Global Markets Inc.
    Los Angeles, CA
  • 2005-06-23 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

Studio Pilates / 209 W Grand Ave El Segundo,CA 90245 / No/ Active / Start Date /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-19
  • S66 Uniform Combined State Law Examination
    2005-05-19

View on SEC IAPD

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