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Caitlin M Walker

D.A. Davidson & Co.

Portland, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-08-17
TX RA APPROVED 2026-08-17
  • OR RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED
    Since 2026-08-17

Branch Locations

222 Sw Columbia St Suite 1400, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management Portland OR 03/2014 08/2026
First Republic Securities Company Portland OR 09/2015 10/2023
J.P. Morgan Securities Llc Portland OR 09/2023 08/2026
Jp Morgan Chase Bank, N.A. Portland OR 10/2023 08/2026
D.A. Davidson & Co. Portland OR 08/2026 Present
  • 03/2014 → 08/2026
    First Republic Investment Management
    Portland, OR
  • 09/2015 → 10/2023
    First Republic Securities Company
    Portland, OR
  • 09/2023 → 08/2026
    J.P. Morgan Securities Llc
    Portland, OR
  • 10/2023 → 08/2026
    Jp Morgan Chase Bank, N.A.
    Portland, OR
  • 08/2026 → Present
    D.A. Davidson & Co.
    Portland, OR
Previous Registrations
  • 2024-05-03 → 2026-08-07
    J.P. Morgan Securities Llc
    San Francisco, CA
    San Francisco, CA
    Portland, OR
    San Francisco, CA
    San Francisco, CA
    Lake Oswego, OR
  • 2016-12-21 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    Portland, OR
    San Francisco, CA
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
  • S66 Uniform Combined State Law Examination
    2016-12-21
Other Names
  • Caitlin Macmillen
  • Caitlin Monroe Macmillen
  • Caitlin Macmillen Walker

View on SEC IAPD

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ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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