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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
AZ RA APPROVED 2021-03-22
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • AZ RA
    APPROVED
    Since 2021-03-22

Branch Locations

8200 E Via Paseo Del Norte, Scottsdale, AZ 85258 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ferndale WA 08/2015 06/2020
Jpmorgan Chase Bank, N.A. Ferndale WA 05/2013 06/2020
Mounts Espresso Ferndale WA 09/2011 07/2017
Equitable Advisors, Llc Scottsdale AZ 07/2020 10/2020
Jpmorgan Chase Bank, N.A. Scottsdale AZ 03/2021 03/2023
J.P. Morgan Securities Llc Scottsdale AZ 03/2021 03/2023
Equitable Financial Life Insurance Co Scottsdale AZ 07/2020 10/2020
Unemployed Scottsdale AZ 11/2020 02/2021
Jp Morgan Chase Bank, N.A. Scottsdale AZ 03/2023 Present
J.P. Morgan Securities Llc Scottsdale AZ 03/2023 Present
  • 08/2015 → 06/2020
    Ferndale, WA
  • 05/2013 → 06/2020
    Jpmorgan Chase Bank, N.A.
    Ferndale, WA
  • 09/2011 → 07/2017
    Mounts Espresso
    Ferndale, WA
  • 07/2020 → 10/2020
    Scottsdale, AZ
  • 03/2021 → 03/2023
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
  • 03/2021 → 03/2023
    Scottsdale, AZ
  • 07/2020 → 10/2020
    Equitable Financial Life Insurance Co
    Scottsdale, AZ
  • 11/2020 → 02/2021
    Unemployed
    Scottsdale, AZ
  • 03/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Scottsdale, AZ
  • 03/2023 → Present
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-22
S63 Uniform Securities Agent State Law Examination 2016-02-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-22
  • S63 Uniform Securities Agent State Law Examination
    2016-02-11
Other Names
  • Tanya Nicole Thompson
  • Tanya N Thompson
  • Tanya Thompson Zavala

View on SEC IAPD

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