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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-06-05 |
| OR | RA | APPROVED | 2018-05-29 |
Branch Locations
1800 S.W. First Avenue Suite 420, Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lake Oswego | OR | 10/2015 | 02/2017 |
| Massmutual Life Insurance Company | Lake Oswego | OR | 02/2017 | 05/2018 |
| Mml Investors Services | Lake Oswego | OR | 03/2017 | 05/2018 |
| Valic Financial Advisors, Inc. | Wilsonville | OR | 05/2018 | Present |
| Agia | Houston | TX | 12/2022 | Present |
PACK2SUSTAIN, LLC POSITION: Owner NATURE: Please see this link for an overview of the work: https://pack2sustainblog.wordpress.com/. I'll be performing this work primarily to support a former Packaging industry colleague, who is now herself a businessowner: https://adducomm.com/. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 2 START DATE: 08/17/2020 ADDRESS: 10132 SW Madrid Loop, Wilsonville OR 97070, United States DESCRIPTION: Primarily research, ideal leadership and life cycle analysis work in the area of packaging materials and equipment. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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