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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3600 Minnesota Dr Suite 600, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Edina | MN | 10/2004 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, CRG FOUNDATION, NON-PROFIT, START DATE: 1/1/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT, RUN BOARD MEETINGS, VOTES ON APPROVALS. 3. BOARD MEMBER, STEWARD'S TABLE CHURCH , 8021 DAKOTA AVE, CHANHASSEN, , MINNESOTA, 55317, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/23/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, JUST A CHARTER BOARD MEMBER. VOTING ON MAJOR CHANGES. 4. 4D ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 08/17/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. DLG ENTERPRISES, LLC (HELD BY 4D ENTERPRISES LLC), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/17/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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