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Melisa Sue Neill

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-07
TX RA APPROVED 2022-03-07
  • CO RA
    APPROVED
    Since 2022-03-07
  • TX RA
    APPROVED
    Since 2022-03-07

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree TX 08/2015 11/2019
Pershing Advisor Solutions Llc Greenwood Village CO 11/2019 02/2022
Pershing Llc Greenwood Village CO 10/2021 02/2022
Morgan Stanley Smith Barney Llc Denver CO 02/2022 Present
  • 08/2015 → 11/2019
    Charles Schwab & Co., Inc.
    Lone Tree, TX
  • 11/2019 → 02/2022
    Pershing Advisor Solutions Llc
    Greenwood Village, CO
  • 10/2021 → 02/2022
    Pershing Llc
    Greenwood Village, CO
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-07
  • S66 Uniform Combined State Law Examination
    2022-03-07
Other Names
  • Melisa Sue Mcconnell
  • Melisa Sue Mcconnell-Neill

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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