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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-19 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Lexington | KY | 09/2015 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
1) WRIGLEY MEDIA GROUP, INDEPENDENT CONTRACTOR, START DATE 01/11/2018, 804 NEWTOWN CIRCLE, LEXINGTON, KY 40511, SHOW HOST SHOWING HUNTING THROUGH VIDEIO JOURNALING, 20 HRS/MO, 0 HRS/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-07 |
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