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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-06-25 |
Branch Locations
733 Bishop Street Suite 2200, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Honolulu | HI | 09/2016 | 12/2021 |
| Hilton Hawaiian Village | Honolulu | HI | 06/2015 | 03/2017 |
| Pruco Securities, Llc | Honolulu | HI | 09/2016 | 12/2021 |
| Equitable Advisors | New York | NY | 12/2021 | 06/2025 |
| New York Life Insurance Company | Honolulu | HI | 06/2025 | Present |
| Nylife Securities Llc | Honolulu | HI | 06/2025 | Present |
| Eagle Strategies Llc | Honolulu | HI | 06/2025 | Present |
| Pau Hana Benefits Solutions. Llc | Honolulu | HI | 02/2026 | Present |
| Hipac Financial | Honolulu | HI | 03/2026 | Present |
[Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; 1314 South King St Suite 1461, Honolulu, HI 96814; start 01/2024; commissions; 15 hours per month, 3 hours during securities trading hours; non-investment related][Insurance brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 91-3633 Kauluakoko St. Unit 312 Ewa Beach, HI 96706; Start Date 03/2022; Role/Title: Owner; Investment Related; 20 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Pau Hana Benefits Solutions. LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HONOLULU HI; START DATE: 02/2026] [OPERATING UNDER THE DBA NAME OF HIPAC FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (HONOLULU, HI); START DATE: 03/2026]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-05 |
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