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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-02-17 |
Branch Locations
7676 Forsyth Blvd, Clayton, MO 63105 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Louis | MO | 07/2015 | Present |
| Bank Of America,N.A. | St Louis | MO | 07/2015 | Present |
MY WIFE AND I JOINTLY OWN IN OUR PERSONAL NAME A SINGLE-FAMILY RESIDENCE THAT IS UTILIZED AS A RENTAL PROPERTY. THE PROPERTY IS LOCATED AT ARNOLD, MO 63010 AND IT HAS BEEN OWNED SINCE JULY 2014. WE DEVOTE APPROXIMATELY ONE HOUR PER MONTH ON ACTIVITIES RELATED TO THE PROPERTY, ALWAYS OUTSIDE OF SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-16 |
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