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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Cincinnati | OH | 04/2024 | 03/2025 |
| Horter Investment Management | Mason | OH | 03/2025 | 02/2026 |
| Craig Smaagaard - Thrivent | St Louis | MO | 04/2026 | Present |
| Ubs Financial Services Inc. | Cincinnati | OH | 09/2015 | 08/2019 |
| Stifel Nicolaus & Co Inc | Cincinnati | OH | 09/2019 | 04/2020 |
| Guardian Life Insurance Company | Bethlehem | PA | 03/2022 | 04/2024 |
| Park Avenue Securities | Bethlehem | PA | 04/2022 | 04/2024 |
| Unemployed | Cincinnati | OH | 04/2020 | 03/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-18 |
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