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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-13 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Jacksonville | FL | 08/2015 | 03/2022 |
| Citigroup | Jacksonville | FL | 04/2022 | 11/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2023 | Present |
1) OAA#: 57471 | Org Name:Harold Lewis | Org Addr:Jacksonville, FL, US | Nature of Bus:Livestreaming | Invst Rel:N | Title:Streamer | Duties:Live broadcast talking about true crime and paranormal phenomena | Start Dt:10/22/2018 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0///// Circle K; Not Investment-Related; Crescent City, FL; Nature: Circle K is a chain of gas stations and convenience stores.; Title: Cashier/Shift Employee;Started: 9/15/2023; Hours devoted to the outside of business during securities trading hours: 0; Hours devoted to the outside business outside of securities trading hours: 11-20; Duties: Clean store, prepare food, work cash register, maintain inventory///// 2) Southeastern Groceries / Self-checkout Associate. Monitor self-checkout area and assist customers with checkout process. Keep self-checkout area clean and organized. Part time weekend hours only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-02 |
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