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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-13
  • FL RA
    APPROVED
    Since 2023-12-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Crescent City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 08/2015 03/2022
Citigroup Jacksonville FL 04/2022 11/2023
Empower Financial Services, Inc Greenwood Village CO 11/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2023 Present
  • 08/2015 → 03/2022
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 04/2022 → 11/2023
    Citigroup
    Jacksonville, FL
  • 11/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-05-03 → 2023-11-09
    Jacksonville, FL
    Jacksonville, FL
  • 2019-12-13 → 2022-04-05
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
Other Businesses

1) OAA#: 57471 | Org Name:Harold Lewis | Org Addr:Jacksonville, FL, US | Nature of Bus:Livestreaming | Invst Rel:N | Title:Streamer | Duties:Live broadcast talking about true crime and paranormal phenomena | Start Dt:10/22/2018 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0///// Circle K; Not Investment-Related; Crescent City, FL; Nature: Circle K is a chain of gas stations and convenience stores.; Title: Cashier/Shift Employee;Started: 9/15/2023; Hours devoted to the outside of business during securities trading hours: 0; Hours devoted to the outside business outside of securities trading hours: 11-20; Duties: Clean store, prepare food, work cash register, maintain inventory///// 2) Southeastern Groceries / Self-checkout Associate. Monitor self-checkout area and assist customers with checkout process. Keep self-checkout area clean and organized. Part time weekend hours only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-06
S63 Uniform Securities Agent State Law Examination 2015-10-02
  • S66 Uniform Combined State Law Examination
    2019-11-06
  • S63 Uniform Securities Agent State Law Examination
    2015-10-02
Other Names
  • Hal E Lewis
  • Harold Eugene Lewis
  • Harold Eugene Lewis

View on SEC IAPD

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