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Nicholas James Wolverton

Peak Financial Management, Inc.

Broomfield, CO

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Current Employers
Peak Financial Management, Inc.

10901 W. 120Th Avenue Suite 135, Broomfield, CO 80021 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-27
CO RA APPROVED 2015-09-29
  • TX RA
    APPROVED_RES
    Since 2021-04-27
  • CO RA
    APPROVED
    Since 2015-09-29

Branch Locations

10901 W. 120Th Avenue Suite 135, Broomfield, CO 80021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management, Inc. Broomfield CO 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-10
  • S65 Uniform Investment Adviser Law Examination
    2015-08-10
Designations

View on SEC IAPD

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